Unclaimed
Benjamin Schroeter is a registered representative with Fidelity Brokerage Services LLC. Benjamin has been in the securities industry since March 17, 2011. Benjamin holds the Series 7, Series 9, Series 10, Series 63, and SIE licenses and is registered in 53 states and the District of Columbia. Benjamin is an experienced securities professional with a strong track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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UT
03/18/2011 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
BC
Issued 03/25/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/10/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/15/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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