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Benjamin Rahman

National Financial Services LLC

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About Benjamin Rahman

Benjamin Rahman is a financial professional with experience in the securities industry. Benjamin is currently registered with National Financial Services LLC. Prior to joining National Financial Services LLC, Benjamin Rahman was associated with Fidelity Brokerage Services LLC in Westlake, TX. Benjamin Rahman holds the Series 7TO, Series 99TO and SIE licenses.

Firm Information

Benjamin Rahman is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Benjamin Rahman’s Registration & Firm History

TX

01/26/2023 - Present

National Financial Services LLC (WESTLAKE TX)

TX

04/18/2022 - 10/20/2022

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

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Licenses & Designations

BC

Issued 01/26/2023

Series 99TO - Operations Professional Examination

BC

Issued 04/16/2022

Series 7TO - General Securities Representative Examination

BC

Issued 04/09/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Benjamin Rahman.
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