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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Stewart is an investment advisor representative at Ameriprise Financial Services, LLC, with over 20 years of experience in the financial services industry. Benjamin has held various positions with several firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Northwestern Mutual Investment Services, LLC, and Global-American Investments, Inc. Benjamin is licensed to conduct securities business in California, Arizona, Oregon, South Dakota, Texas, Vermont, Washington, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
04/18/2022 - Present
Ameriprise Financial Services, LLC (Windsor CA)
CA
11/10/2008 - 05/16/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SANTA ROSA CA)
WI
04/12/2002 - 01/31/2006
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
CA
09/25/2000 - 10/27/2000
GLOBAL-AMERICAN INVESTMENTS, INC. (WALNUT CA)
NY
01/23/1998 - 09/08/1998
BLUESTONE CAPITAL PARTNERS, L.P. (NEW YORK NY)
NY
10/22/1996 - 01/30/1998
R.D. WHITE & CO., INC. (NEW YORK NY)
NY
03/13/1995 - 10/16/1996
OPPENHEIMER & CO., INC. (NEW YORK NY)
NY
07/31/1993 - 03/21/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
01/12/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
02/17/1992 - 07/28/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 12/04/2008
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/11/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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