Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Jordan is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc., located in Palo Alto, CA. Benjamin Jordan has been in the financial industry since June 2019. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Benjamin Jordan worked at Ameriprise Financial Services, LLC and NYLIFE Securities LLC. Benjamin Jordan is licensed to provide investment advice in California. Benjamin Jordan holds Series 63, Series 65, and Series 7TO licenses. Benjamin Jordan provides investment advice to individuals, businesses, corporations, high-net-worth individuals, charitable organizations, pension and profit sharing plans, insurance companies, banking or thrift institutions, and state or municipal government entities. Benjamin Jordan specializes in providing financial planning, portfolio management, and other investment services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/23/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PALO ALTO CA)
CA
09/26/2022 - 07/24/2024
AMERIPRISE FINANCIAL SERVICES, LLC (Palo Alto CA)
CA
05/20/2019 - 10/10/2022
NYLIFE SECURITIES LLC (CAMPBELL CA)
IA
Issued 07/20/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/08/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/2021
Series 7TO - General Securities Representative Examination
BC
Issued 05/20/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/20/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Benjamin Jordan is the right advisor for you? Invested Better is here to help.
