Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Preston Brownlow is a financial professional with over 17 years of experience in the industry. Benjamin is currently registered with Raymond James & Associates, Inc., a firm with over $433 billion in regulatory assets under management. Benjamin holds Series 7, 63, 86, 87 and SIE licenses. Prior to joining Raymond James & Associates, Inc., Benjamin was with MORGAN KEEGAN & COMPANY, INC. Benjamin is licensed to provide financial advice in Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
04/02/2012 - Present
Raymond James & Associates, Inc. (ATLANTA GA)
TN
05/05/2004 - 04/02/2012
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
BC
Issued 05/11/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/04/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/25/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 05/04/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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