Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Pogofsky is an investment advisor representative at J.P. Morgan Securities LLC. Benjamin has been in the industry for 19 years and has a broad range of experience in the financial services industry. Benjamin has held previous positions with Morgan Stanley and Citigroup Global Markets. Benjamin holds Series 7, 31, 55, 62, 63 and 66 licenses. Benjamin is registered with FINRA and the securities regulators of all 50 states and District of Columbia, as well as Puerto Rico and the Virgin Islands. Benjamin specializes in providing financial planning services, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. Benjamin is also registered as an investment advisor representative in Florida, Illinois, Louisiana, North Carolina, Ohio, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
04/26/2016 - Present
J.p. Morgan Securities LLC (CHICAGO IL)
IL
06/01/2009 - 05/10/2016
MORGAN STANLEY (CHICAGO IL)
IL
09/26/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)
IL
10/14/2004 - 10/03/2008
UBS FINANCIAL SERVICES INC. (CHICAGO IL)
IL
03/08/2004 - 09/07/2004
GVR COMPANY LLC (CHICAGO IL)
BOTH
Issued 10/25/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/29/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 06/29/2004
Series 7 - General Securities Representative Examination
BC
Issued 04/08/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/04/2004
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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