Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Pogofsky is a financial advisor at J.P. Morgan Securities LLC. Benjamin has been in the financial industry since 2004 and is registered with FINRA and the SEC. Benjamin has worked for several large firms during his career, including Morgan Stanley, Citigroup Global Markets Inc., and UBS Financial Services Inc. Benjamin is registered in all 50 states for both Broker-Dealer and Investment Advisor activities. Benjamin is also able to offer a range of banking products and services through JPMorgan Bank, where he is also an employee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
04/26/2016 - Present
J.p. Morgan Securities LLC (CHICAGO IL)
IL
06/01/2009 - 05/10/2016
MORGAN STANLEY (CHICAGO IL)
IL
09/26/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)
IL
10/14/2004 - 10/03/2008
UBS FINANCIAL SERVICES INC. (CHICAGO IL)
IL
03/08/2004 - 09/07/2004
GVR COMPANY LLC (CHICAGO IL)
BOTH
Issued 10/25/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 4/29/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/10/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 6/29/2004
Series 7 - General Securities Representative Examination
BC
Issued 4/8/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 3/4/2004
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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