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Benjamin Plummer

Nylife Securities LLC

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About Benjamin Plummer

Benjamin Plummer is a financial advisor with Nylife Securities LLC. Benjamin is registered in Ohio. Benjamin has been in the industry since June 1, 2023. Benjamin has a Series 7, Series 66 and SIE. Previously, Benjamin was with Fidelity Brokerage Services LLC.

Firm Information

Benjamin Plummer is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Benjamin Plummer’s Registration & Firm History

OH

04/03/2024 - Present

Nylife Securities LLC (AURORA OH)

OH

01/20/2023 - 11/21/2023

FIDELITY BROKERAGE SERVICES LLC (WOODMERE VILLAGE OH)

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Licenses & Designations

BOTH

Issued 03/17/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/20/2023

Series 7TO - General Securities Representative Examination

BC

Issued 11/14/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Benjamin Plummer.
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