Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Phillips is a financial professional with over 20 years of experience in the securities industry. Benjamin is currently registered with HAP Trading, LLC and holds FINRA Series 7, 24, 44, and SIE licenses. Benjamin previously worked at INTEGRAL DERIVATIVES, LLC, AGS SPECIALISTS II, LLC, and AGS SPECIALISTS LLC. Benjamin’s licenses and experience allow Benjamin to provide investment advice and services to a wide range of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/04/2015 - Present
HAP Trading, LLC (NEW YORK NY)
NY
12/31/2008 - 10/15/2015
INTEGRAL DERIVATIVES, LLC (NEW YORK NY)
NY
01/25/2007 - 01/13/2009
AGS SPECIALISTS II, LLC (NEW YORK NY)
NY
09/26/2003 - 02/07/2007
AGS SPECIALISTS LLC (NEW YORK NY)
BC
Issued 05/20/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2015
Series 7 - General Securities Representative Examination
BC
Issued 08/12/2009
Series 44 - PCX Market Maker Exam
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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