Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Zambo is a financial advisor in St. Petersburg, Florida with over 16 years of experience in the financial services industry. He is a Registered Representative of Raymond James Financial Services, Inc. and an Investment Advisor Representative of Raymond James & Associates, Inc. Previously, Benjamin was associated with Northwestern Mutual Investment Services, LLC and Wells Fargo Advisors, LLC. He holds licenses for Series 6, 7, 9, 10, 63 and SIE exams. Benjamin's registration goes back to June 2007.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
04/17/2024 - Present
Raymond James Financial Services, Inc. (ST PETERSBURG FL)
WI
07/19/2013 - 08/25/2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
IL
03/15/2012 - 07/09/2013
WELLS FARGO ADVISORS, LLC (DEERFIELD IL)
WI
06/27/2007 - 01/06/2012
WELLS FARGO FUNDS DISTRIBUTOR, LLC (MENOMONEE FALLS WI)
BC
Issued 08/09/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/05/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/17/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2007
Series 7 - General Securities Representative Examination
BC
Issued 06/26/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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