Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Pearlman is a financial advisor with over 18 years of experience in the industry. Benjamin is currently registered with Smbc Nikko Securities America, Inc. and has previously worked with Santander US Capital Markets LLC, Susquehanna Financial Group, LLLP, Deutsche Bank Securities Inc., Barclays Capital Inc. and Lehman Brothers Inc. Benjamin holds the Series 63, Series 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/31/2024 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
01/06/2021 - 05/27/2024
SANTANDER US CAPITAL MARKETS LLC (NEW YORK NY)
NY
06/16/2016 - 12/21/2020
SUSQUEHANNA FINANCIAL GROUP, LLLP (NEW YORK NY)
NY
04/18/2011 - 06/13/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
09/22/2008 - 02/11/2011
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
03/30/2007 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
12/12/2005 - 03/27/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 01/31/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
Not sure Benjamin Pearlman is the right advisor for you? Invested Better is here to help.
