Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Paul Sroka is a registered representative with Capfinancial Securities, LLC. Benjamin is a licensed Series 99 and Series SIE professional who has over 5 years of experience in the financial industry. Benjamin has been with Capfinancial Securities since 2018, previously working for National Financial Services LLC. Benjamin's professional experience spans the Securities Industry Essentials Examination and the Operations Professional Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
10/31/2018 - Present
Capfinancial Securities, LLC (RALEIGH NC)
NM
12/06/2017 - 04/17/2018
NATIONAL FINANCIAL SERVICES LLC (ALBUQUERQUE NM)
BC
Issued 04/17/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2017
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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