Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Paul Smith is an active investment advisor representative with Pruco Securities, LLC, based in Hales Corners, WI. Benjamin has been in the financial services industry since November 9, 2008 and is registered with the state of Wisconsin and Texas. Benjamin holds the Series 6, 7, 63, and 65 licenses. Benjamin also has a history of working with L.B. Financial Corp. in a health insurance agent capacity. Benjamin is currently registered as an investment advisor representative with Pruco Securities, LLC.
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Compensation from lpl enterprise, llc
1
2
WI
08/28/2017 - Present
Pruco Securities, LLC (Hales Corner WI)
IA
Issued 08/09/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/17/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/02/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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