Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Paul Richard is an active advisor associated with Northwestern Mutual Investment Services, LLC. Benjamin Richard has been in the financial services industry since 2008. Benjamin Paul Richard holds licenses in 11 states. Benjamin Richard specializes in Insurance, Annuities, and Mutual Funds. Benjamin Richard is a Chartered Financial Consultant. Benjamin Richard is registered in 11 states and has offices located in Lafayette, LA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
LA
10/05/2015 - Present
Northwestern Mutual Investment Services, LLC (LAFAYETTE LA)
BC
Issued 6/14/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/7/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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