Unclaimed
Benjamin Auer is a financial advisor with Fidelity Brokerage Services LLC in Durham, NC. Benjamin has been in the financial industry since September 24, 2011. Benjamin is a Series 6, 7, and 63 licensed advisor. He has held a Series 6 license since July 2011, a Series 7 license since March 2013, and a Series 63 license since March 2013. Prior to working at Fidelity Brokerage Services LLC, Benjamin was a financial advisor for Farmers Financial Solutions, LLC in Blue Ash, Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
01/17/2013 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
OH
07/22/2011 - 11/12/2012
FARMERS FINANCIAL SOLUTIONS, LLC (BLUE ASH OH)
BC
Issued 03/21/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2013
Series 7 - General Securities Representative Examination
BC
Issued 07/21/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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