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Benjamin Patrick Auer

Fidelity Brokerage Services LLC

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About Benjamin Patrick Auer

Benjamin Auer is a financial advisor with Fidelity Brokerage Services LLC in Durham, NC. Benjamin has been in the financial industry since September 24, 2011. Benjamin is a Series 6, 7, and 63 licensed advisor. He has held a Series 6 license since July 2011, a Series 7 license since March 2013, and a Series 63 license since March 2013. Prior to working at Fidelity Brokerage Services LLC, Benjamin was a financial advisor for Farmers Financial Solutions, LLC in Blue Ash, Ohio.

Firm Information

Benjamin Auer is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Benjamin Auer’s Registration & Firm History

NC

01/17/2013 - Present

Fidelity Brokerage Services LLC (DURHAM NC)

OH

07/22/2011 - 11/12/2012

FARMERS FINANCIAL SOLUTIONS, LLC (BLUE ASH OH)

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Licenses & Designations

BC

Issued 03/21/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/11/2013

Series 7 - General Securities Representative Examination

BC

Issued 07/21/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Benjamin Patrick Auer.
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