Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Smits is an investment advisor representative at Fidelity Personal And Workplace Advisors. Benjamin has been in the industry for over 5 years. Benjamin has a Series 6, 7, 63, and 66 license. Benjamin is licensed in 53 states and has a strong track record of helping individuals and businesses reach their financial goals. Benjamin specializes in financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
02/07/2022 - Present
Fidelity Personal AND Workplace Advisors (LA CRESCENTA CA)
CA
11/12/2018 - 09/23/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LA MIRADA CA)
CA
05/04/2017 - 09/27/2018
MORGAN STANLEY (IRVINE CA)
CA
09/02/2016 - 01/30/2017
SAGEPOINT FINANCIAL, INC. (NEWPORT BEACH CA)
BOTH
Issued 05/26/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/17/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2017
Series 7 - General Securities Representative Examination
BC
Issued 09/01/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Benjamin Smits is the right advisor for you? Invested Better is here to help.
