Unclaimed
Benjamin Paschal Thompson is an investment advisor representative and an investment advisor representative for PFS Investments Inc. Benjamin has been in the industry since 2022. Benjamin has a Series 66, a Series 7, a SIE, and a Series 26 licenses. Benjamin is currently registered in Georgia, both as a broker-dealer and investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
GA
10/10/2023 - Present
PFS Investments Inc. (DULUTH GA)
GA
12/14/2022 - 06/09/2023
EQUITABLE ADVISORS, LLC (ATLANTA GA)
BOTH
Issued 12/12/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/12/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 12/14/2022
Series 7TO - General Securities Representative Examination
BC
Issued 11/01/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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