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Benjamin P Wallace

W & S Brokerage Services, Inc.

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About Benjamin P Wallace

Benjamin P Wallace is a Registered Representative and Investment Adviser Representative. Benjamin is a licensed professional in the financial services industry since 2001. Benjamin works with W&S Brokerage Services, Inc.. Benjamin has a proven track record of providing financial advice to individuals and has expertise in portfolio management for individuals.

Firm Information

Benjamin Wallace is currently registered with W & S Brokerage Services, Inc.. W&S Brokerage Services, Inc. is a corporation formed in 1974 and headquartered in Cincinnati, Ohio. The firm provides investment advisory services to individuals and is registered with the SEC and in 52 states. With over 85 registered representatives, W&S Brokerage Services, Inc. manages over $122 million in assets for its clients, offering portfolio management services and selection of other advisers.
W & S Brokerage Services, Inc.

400 BROADWAY

CINCINNATI, OH 45202

$122.86M

Assets Under Management

451

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Benjamin Wallace’s Registration & Firm History

TX

09/25/2019 - Present

W&S Brokerage Services, Inc. (Westlake TX)

TX

11/06/2013 - 09/12/2019

WELLS FARGO CLEARING SERVICES, LLC (HURST TX)

TX

10/01/2012 - 09/18/2013

J.P. MORGAN SECURITIES LLC (ARLINGTON TX)

TX

08/16/2006 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (ARLINGTON TX)

TX

10/27/2004 - 08/09/2006

WM FINANCIAL SERVICES, INC. (FORT WORTH TX)

CA

08/06/2003 - 08/26/2004

WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)

NY

12/07/2001 - 08/05/2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

CA

07/11/2001 - 08/03/2001

QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)

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Licenses & Designations

BOTH

Issued 09/11/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/10/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Benjamin P Wallace.
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