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Benjamin O. Thompson

J.p. Morgan Institutional Investments Inc.

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About Benjamin O. Thompson

Benjamin O. Thompson is a financial advisor at J.p. Morgan Institutional Investments Inc. Benjamin has over 20 years of experience in the financial services industry. Benjamin holds FINRA Series 7, 24, 63, 99TO and SIE licenses. Benjamin is also registered as a broker-dealer in 53 states. Benjamin's previous experience includes roles at JPMorgan Distribution Services, Inc., Citigroup Global Markets Inc., Citi Distribution Services, Inc., BISYS Fund Services Limited Partnership, American Express Financial Advisors Inc., and IDS Life Insurance Company.

Firm Information

Benjamin Thompson is currently registered with J.p. Morgan Institutional Investments Inc.. J.P. Morgan Institutional Investments Inc. is a corporation formed on May 26, 1999. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

526

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Benjamin Thompson’s Registration & Firm History

OH

09/20/2019 - Present

J.p. Morgan Institutional Investments Inc. (COLUMBUS OH)

OH

11/26/2013 - 09/25/2019

JPMORGAN DISTRIBUTION SERVICES, INC. (COLUMBUS OH)

NY

10/30/2007 - 11/07/2013

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

OH

07/27/2007 - 10/31/2007

CITI DISTRIBUTION SERVICES, INC. (COLUMBUS OH)

OH

07/06/1999 - 07/31/2007

BISYS FUND SERVICES LIMITED PARTNERSHIP (COLUMBUS OH)

MN

12/24/1998 - 05/03/1999

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

12/24/1998 - 05/03/1999

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 10/04/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/13/2021

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/23/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Benjamin O. Thompson.
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