Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Nieves is an investment advisor representative at Raymond James Financial Services Advisors, Inc.. Benjamin has been in the industry since June 2016. Benjamin is registered with the state of New Jersey and Pennsylvania. Benjamin has previously worked at Ameriprise Financial Services, Inc., Wells Fargo Clearing Services, LLC, and Chase Investment Services Corp. Benjamin's current registrations include Series 6, 7, 63, 66, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
PA
11/16/2020 - Present
Raymond James Financial Services Advisors, Inc. (Nazareth PA)
NY
12/26/2018 - 09/23/2019
AMERIPRISE FINANCIAL SERVICES, INC. (Smithtown NY)
NY
07/25/2017 - 12/19/2018
WELLS FARGO CLEARING SERVICES, LLC (GARDEN CITY NY)
NY
12/10/2008 - 01/13/2010
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
BOTH
Issued 08/23/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/24/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2017
Series 7 - General Securities Representative Examination
BC
Issued 12/09/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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