Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Chaiken is an active advisor, currently registered with Mizuho Securities USA LLC. Benjamin has been in the industry since 2010. Benjamin has passed the Series 7, 86, 87, and SIE exams. He is licensed in all 50 states. Prior to Mizuho Securities USA LLC, Benjamin worked at Credit Suisse Securities (USA) LLC and SunTrust Robinson Humphrey, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/13/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
08/23/2019 - 10/02/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
04/30/2012 - 01/10/2017
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
GA
12/20/2010 - 04/26/2012
SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)
BC
Issued 12/03/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/10/2017
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2012
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/09/2012
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/18/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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