Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Lucas has been working in the financial industry since January 22, 2004. Benjamin is currently registered with Truist Securities, Inc. in Charlotte, North Carolina. Benjamin has experience working with clients at Wachovia Capital Markets, LLC, Wachovia Securities, LLC, and First Union Capital Markets Corp. Benjamin is a Series 7, 79, and 63 licensed advisor. Benjamin is licensed in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
11/25/2013 - Present
Truist Securities, Inc. (CHARLOTTE NC)
NC
02/28/2005 - 05/23/2008
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
MO
10/01/1999 - 07/31/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
02/02/1998 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NC
09/24/1997 - 02/02/1998
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NC
07/24/1995 - 04/24/1996
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
BC
Issued 01/07/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 07/21/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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