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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Neil Cohen is a financial advisor with over 20 years of experience in the industry. Benjamin is currently registered with Wells Fargo Clearing Services, LLC and has been with them since May 2018. Prior to that, Benjamin was with UBS Financial Services Inc. from January 2008 to May 2018. Benjamin is a Series 3, 7, 63, and 65 licensed advisor. Benjamin is registered in Arizona, Arkansas, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Illinois, Iowa, Louisiana, Maryland, Massachusetts, Minnesota, Nevada, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, Texas, Vermont, and Virginia. Benjamin's firm, Wells Fargo Clearing Services, LLC, has offices in New York, NY. Benjamin has been an advisor for more than 20 years and is committed to helping individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
05/11/2018 - Present
Wells Fargo Clearing Services, LLC (NEW YORK NY)
NY
01/25/2008 - 05/22/2018
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
12/19/2002 - 02/06/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NJ
08/16/2002 - 12/16/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
IA
Issued 02/09/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/21/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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