Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Neal Smith is a financial professional with over 20 years of experience in the industry. Currently, Benjamin is registered with FHN Financial Securities Corp. and has been with the firm since December 2020. Prior to joining FHN, Benjamin was with Regions Securities LLC for seven years, then Raymond James & Associates, Inc. for one year, and finally, Morgan Keegan & Company, Inc. for eight years. Benjamin holds a Series 7, Series 24, Series 63, Series 79TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TN
12/18/2020 - Present
FHN Financial Securities Corp. (MEMPHIS TN)
TN
02/22/2013 - 09/22/2020
REGIONS SECURITIES LLC (MEMPHIS TN)
TN
01/02/2013 - 02/22/2013
RAYMOND JAMES & ASSOCIATES, INC. (MEMPHIS TN)
TN
06/17/2004 - 01/02/2013
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
MO
11/15/2001 - 06/13/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BC
Issued 03/07/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/30/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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