Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Becker is a financial advisor with over 9 years of experience in the financial services industry. Benjamin currently works at Goldman Sachs & Co. LLC. Prior to this, Benjamin has held positions at Foreside Fund Services, LLC, HSBC Securities (USA) Inc., E*TRADE Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and John Thomas Financial. Benjamin holds the Series 7, Series 63, and Series 65 licenses, as well as the SIE exam. Benjamin is registered in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Execution charges, custody, management fee
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2
NY
03/17/2022 - Present
Goldman Sachs & Co. LLC (NEW YORK NY)
ME
11/29/2019 - 03/08/2022
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
NY
09/15/2015 - 12/31/2016
FORESIDE FUND SERVICES, LLC (New York NY)
NY
03/18/2014 - 08/13/2015
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
01/16/2013 - 03/05/2014
E*TRADE SECURITIES LLC (NEW YORK NY)
NJ
06/24/2011 - 01/07/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
NY
08/10/2010 - 09/30/2010
JOHN THOMAS FINANCIAL (NEW YORK NY)
BC
Issued 10/31/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/01/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/31/2016
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2010
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
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Cboe Exchange, Inc.
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FINRA
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Investors' Exchange LLC
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Long-Term Stock Exchange, Inc.
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MEMX LLC
M
MIAX Emerald, LLC
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MIAX PEARL, LLC
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Miami International Securities Exchange, LLC
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NYSE American LLC
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NYSE Arca, Inc.
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NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
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Nasdaq GEMX, LLC
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Nasdaq ISE, LLC
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Nasdaq MRX, LLC
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Nasdaq PHLX LLC
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Nasdaq Stock Market
N
New York Stock Exchange
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