Unclaimed
Benjamin Stepnes is a financial professional with over 14 years of experience in the financial services industry. Benjamin is currently registered with Walleye Trading LLC and has previously been registered with CITIGROUP DERIVATIVES MARKETS INC. Benjamin holds the Series 56, SIE and Series 57TO licenses. Benjamin has been active in the financial services industry since 2009.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
04/08/2021 - Present
Walleye Trading LLC (Plymouth MN)
MN
07/21/2009 - 04/05/2021
CITIGROUP DERIVATIVES MARKETS INC. (MINNETONKA MN)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2013
Series 56 - Proprietary Trader Qualification Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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