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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Morris Auslander is an investment advisor representative at Independence Square Holdings, LLC located in King of Prussia, Pennsylvania. Benjamin has over 25 years of experience in the financial services industry. Prior to joining Independence Square Holdings, LLC, Benjamin was a Financial Advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated. Benjamin has a strong background in financial planning, portfolio management, and retirement planning. He holds the Series 3, 7, 63, 65 and 66 securities licenses and has completed the SIE exam. Benjamin is a graduate of Villanova University.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Cash management & mortgage services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Referral fees
1
2
PA
03/23/2021 - Present
Independence Square Holdings, LLC (KING OF PRUSSIA PA)
PA
10/05/2015 - 05/16/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WEST CONSHOHOCKEN PA)
PA
09/02/2010 - 03/05/2014
J.P. MORGAN SECURITIES LLC (PHILADELPHIA PA)
NY
08/25/1994 - 09/23/2010
GOLDMAN, SACHS & CO. (NEW YORK NY)
IA
Issued 03/23/2021
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 10/22/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/09/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/16/2017
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/1994
Series 3 - National Commodity Futures Examination
BC
Issued 08/24/1994
Series 7 - General Securities Representative Examination
Active
Inactive
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