Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Michael Williams is a financial advisor with LPL Enterprise, LLC. Benjamin has been in the financial services industry since 2011. Benjamin holds the Series 66, Series 7TO and SIE licenses and is registered to provide investment advice in Connecticut. Benjamin previously worked at PRUCO SECURITIES, LLC. Prior to entering the financial services industry, Benjamin worked in various business and finance roles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CT
11/14/2024 - Present
LPL Enterprise, LLC (SHELTON CT)
CT
10/18/2023 - 01/29/2024
PRUCO SECURITIES, LLC. (SHELTON CT)
BOTH
Issued 02/19/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/18/2023
Series 7TO - General Securities Representative Examination
BC
Issued 05/30/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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