Unclaimed
Benjamin Weaver is a financial professional registered with Capital One Securities, Inc.. Benjamin has been in the industry since September 2019. Benjamin holds a Series 63, Series 7, Series 79, and SIE license and is registered with the following states: California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
09/04/2019 - Present
Capital ONE Securities, Inc. (Chicago IL)
BC
Issued 12/11/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/21/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/04/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/01/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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