Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Rossi is a financial professional with experience in the financial services industry. Benjamin has passed the Series 63, Series 86, Series 87, Series 7TO and SIE exams, and is registered with Citigroup Global Markets Inc. Benjamin has been registered with Citigroup Global Markets Inc. since November 15, 2022. Prior to joining Citigroup Global Markets Inc., Benjamin was registered with BMO Capital Markets Corp. from July 15, 2021 to November 7, 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
11/15/2022 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
07/15/2021 - 11/07/2022
BMO CAPITAL MARKETS CORP. (New York NY)
BC
Issued 10/05/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/13/2022
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 05/18/2022
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/15/2021
Series 7TO - General Securities Representative Examination
BC
Issued 04/09/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
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Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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