Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Rockwell is a financial professional with over 8 years of experience in the securities industry. Benjamin is currently registered with Morgan Stanley & Co. LLC, and has previously held positions at J.P. Morgan Securities LLC and RBC Capital Markets, LLC. Benjamin holds the Series 63, Series 79, and SIE licenses. Benjamin specializes in providing investment advice to clients in San Francisco, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
05/28/2021 - Present
Morgan Stanley & Co. LLC (San Francisco CA)
CA
01/20/2016 - 04/09/2021
J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)
CA
12/11/2013 - 12/22/2015
RBC CAPITAL MARKETS, LLC (SAN FRANCISCO CA)
BC
Issued 10/30/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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