Unclaimed
Benjamin Michael Johns is a financial advisor at Wells Fargo Advisors Financial Network, LLC. Benjamin has been working in the financial services industry since 2010 and has a Series 66, Series 7 and Series 31 licenses. Benjamin also has a SIE license. Benjamin has worked at Wells Fargo Advisors, LLC and Morgan Stanley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/02/2022 - Present
Wells Fargo Advisors Financial Network, LLC (SARASOTA FL)
FL
09/30/2016 - 09/02/2022
WELLS FARGO CLEARING SERVICES, LLC (CLEARWATER FL)
FL
10/04/2010 - 10/18/2016
MORGAN STANLEY (CLEARWATER FL)
BOTH
Issued 10/29/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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