Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Michael Davis is a financial advisor currently registered with Oppenheimer & Co. Inc. in New York and New Jersey. Benjamin has been active in the financial industry since 1990, holding previous registrations with Josephthal & Co., Inc., Barrington Capital Group, L.P., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Lehman Brothers Inc. Benjamin has held a variety of registrations throughout his career, including Series 63, Series 65, Series 66, and Series 7. Benjamin Michael Davis has a history of specializing in portfolio management for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
04/07/2021 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
05/18/1999 - 01/02/2002
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NY
08/29/1996 - 05/07/1999
BARINGTON CAPITAL GROUP, L.P. (NEW YORK NY)
NY
03/12/1994 - 08/16/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/17/1990 - 02/17/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 03/29/2016
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/06/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/29/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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