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Benjamin Maxwell Jaffe

Icapital Markets LLC

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About Benjamin Maxwell Jaffe

Benjamin Jaffe is a financial advisor with Icapital Markets LLC. Benjamin Jaffe is licensed to provide financial advice in 16 states. Benjamin Jaffe has been in the financial industry since 2004. Before joining Icapital Markets LLC, Benjamin Jaffe worked at MORGAN STANLEY, DEUTSCHE BANK SECURITIES INC., UBS FINANCIAL SERVICES INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, MORGAN STANLEY SMITH BARNEY, MORGAN STANLEY & CO. INCORPORATED, SCOTT-MACON SECURITIES, INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Benjamin Jaffe has passed the Series 7, Series 63, Series 79TO, and SIE exams.

Firm Information

Benjamin Jaffe is currently registered with Icapital Markets LLC. Icapital Markets LLC is a Limited Liability Company that was formed on August 13, 2001. The company is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Icapital Markets LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

219

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Benjamin Jaffe’s Registration & Firm History

FL

03/23/2022 - Present

Icapital Markets LLC (Boca Raton FL)

FL

11/09/2020 - 03/16/2022

MORGAN STANLEY (Miami FL)

FL

02/14/2018 - 10/28/2020

DEUTSCHE BANK SECURITIES INC. (MIAMI FL)

FL

09/25/2015 - 11/27/2017

UBS FINANCIAL SERVICES INC. (AVENTURA FL)

FL

01/23/2012 - 09/21/2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FORT LAUDERDALE FL)

NY

06/01/2009 - 06/27/2011

MORGAN STANLEY SMITH BARNEY (PURCHASE NY)

NY

05/01/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (PURCHASE NY)

NY

08/09/2005 - 03/20/2007

SCOTT-MACON SECURITIES, INC. (NEW YORK NY)

NY

10/13/2003 - 07/14/2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 10/14/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/17/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/11/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Benjamin Maxwell Jaffe.
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