Unclaimed
Benjamin Matthew Walters is a financial professional with over 15 years of experience in the financial services industry. Benjamin has a broad range of experience with securities, options, commodities and futures. Benjamin has held positions at several leading firms including ITG Derivatives, ITG Inc. BGC Financial, Pali Capital, and currently works at Jane Street Options, LLC and Jane Street Capital, LLC. Benjamin is registered in 10 states and holds several industry licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/01/2020 - Present
Jane Street Options, LLC (New York NY)
IL
01/17/2017 - 05/23/2017
ITG DERIVATIVES LLC. (CHICAGO IL)
NY
01/07/2015 - 05/23/2017
ITG INC. (NEW YORK NY)
NY
01/26/2010 - 01/14/2015
BGC FINANCIAL, L.P. (NEW YORK NY)
NY
09/24/2008 - 02/12/2010
PALI CAPITAL, INC. (NEW YORK NY)
BC
Issued 10/16/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/15/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/15/2009
Series 4 - Registered Options Principal Examination
BC
Issued 09/25/2023
Series 3 - National Commodity Futures Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/23/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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