Unclaimed
Benjamin Rost has been a licensed securities professional since 2001. Benjamin is a registered representative with Vanguard Marketing Corp., and has been with the firm since 2004. Benjamin has previously held positions at Wachovia Securities, LLC and MONY Securities Corporation. Benjamin holds a Series 6, Series 7 and Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
05/19/2004 - Present
Vanguard Marketing Corp. (MALVERN PA)
MO
01/22/2002 - 05/05/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
08/15/2001 - 10/03/2001
MONY SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 08/14/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2014
Series 7 - General Securities Representative Examination
BC
Issued 08/14/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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