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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Marshall is a financial advisor with Stifel, Nicolaus & Company, Inc.. Benjamin has been in the industry for over 20 years, and has experience working with individual clients and businesses. Benjamin has a wide range of licenses and certifications, including the Series 7, Series 63, and Series 65. Benjamin has worked at several different firms, including Transamerica Capital, Inc., Ohio National Equities, Inc. and Jackson National Life Distributors LLC. Benjamin is currently registered to offer securities in 27 states and to provide investment advisory services in 3 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
03/16/2022 - Present
Stifel, Nicolaus & Company, Inc. (CROWN POINT IN)
CO
10/15/2018 - 02/09/2022
TRANSAMERICA CAPITAL, INC. (DENVER CO)
OH
06/27/2014 - 09/20/2018
OHIO NATIONAL EQUITIES, INC. (CINCINNATI OH)
TN
04/02/2003 - 06/02/2014
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)
NY
12/20/1999 - 02/20/2003
RBC DAIN RAUSCHER INC. (NEW YORK NY)
IA
Issued 03/15/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/12/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/20/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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