Unclaimed
Benjamin Macdonald Daves is an investment advisor representative with Brookstone Capital Management LLC. Benjamin Macdonald Daves has been in the industry for over 20 years. Benjamin Macdonald Daves is registered with the state of North Carolina. Benjamin Macdonald Daves was previously registered with Center Street Securities, Inc., Gradient Securities, LLC, ING Financial Advisors, LLC, Legend Equities Corporation, and ING Financial Partners, Inc.. Benjamin Macdonald Daves holds the Series 6, Series 63, and Series 65 licenses. Benjamin Macdonald Daves specializes in providing financial planning, educational seminars, selection of other advisors, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
12/20/2013 - Present
Brookstone Capital Management LLC (DUNHAM NC)
NC
02/09/2011 - 06/18/2013
CENTER STREET SECURITIES, INC. (DURHAM NC)
NC
10/22/2009 - 09/17/2010
GRADIENT SECURITIES, LLC (DURHAM NC)
NC
06/25/2007 - 10/21/2009
ING FINANCIAL ADVISERS, LLC (DURHAM NC)
FL
07/08/2004 - 05/30/2007
LEGEND EQUITIES CORPORATION (PALM BEACH GARDENS FL)
CT
01/12/1996 - 06/23/2004
ING FINANCIAL PARTNERS, INC. (WINDSOR CT)
IA
Issued 05/07/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/20/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/09/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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