Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Trombley is a financial advisor who has been active in the industry since March 15, 2003. Benjamin currently works at Apollo Global Securities, LLC. Prior to this role, Benjamin held roles at Goldman Sachs & Co. LLC, Citigroup Global Markets Inc., Gates Capital Corporation, and Northwestern Mutual Investment Services, LLC. Benjamin is registered with FINRA and the state of New York. Benjamin holds the Series 6, Series 7, Series 57TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/07/2023 - Present
Apollo Global Securities, LLC (NEW YORK NY)
NY
01/02/2013 - 06/09/2023
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
NY
06/15/2006 - 01/22/2013
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/20/2002 - 10/31/2005
GATES CAPITAL CORPORATION (NEW YORK NY)
WI
08/16/2000 - 10/04/2000
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
BC
Issued 03/26/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2002
Series 7 - General Securities Representative Examination
BC
Issued 08/15/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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