Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Mobley is a financial advisor with over 20 years of experience in the industry. Benjamin is currently registered with J.p. Morgan Securities LLC, and has been with the firm since January 2020. Before joining J.p. Morgan Securities LLC, Benjamin was registered with PNC Investments, First Allied Securities, Inc., Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, and Pruco Securities Corporation. Benjamin holds Series 7, 31, and 66 licenses, and the Securities Industry Essentials Examination. Benjamin is registered to provide investment advice in multiple states, and has a wide range of experience working with individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
PA
12/01/2020 - Present
J.p. Morgan Securities LLC (Philadelphia PA)
PA
10/02/2014 - 12/06/2018
PNC INVESTMENTS (PITTSBURGH PA)
DE
05/04/2012 - 10/06/2014
FIRST ALLIED SECURITIES, INC. (GREENVILLE DE)
DE
06/01/2009 - 05/16/2012
MORGAN STANLEY SMITH BARNEY (WILMINGTON DE)
DE
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (WILMINGTON DE)
TX
09/10/2001 - 04/02/2007
MORGAN STANLEY DW INC. (EL PASO TX)
NJ
04/17/2000 - 03/01/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 04/28/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 04/14/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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