Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Lynch Haupts is a registered representative with Principal Securities, Inc. He is a licensed securities professional with over 30 years of experience in the financial industry. His current registrations include Series 7, Series 6, Series 24, Series 51 and Series 63. Benjamin has held prior registrations with Principal Funds Distributor, Inc., Principal Life Insurance and Princor Financial Services Corporation. He has experience working with individuals, businesses, corporations, charitable organizations, pension and profit sharing plans, and state or municipal government entities. Benjamin specializes in financial planning, pension consulting, educational seminars, and selection of other advisors. He also offers portfolio management services for individuals and businesses. He provides services to clients in Iowa, Arkansas, California, Colorado, Delaware, Florida, Missouri, Oklahoma, South Dakota and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
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2
IA
01/12/2000 - Present
Principal Securities, Inc. (West Des Moines IA)
IA
01/19/2007 - 01/09/2017
PRINCIPAL FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
BC
Issued 02/21/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/15/2017
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 01/15/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1995
Series 7 - General Securities Representative Examination
BC
Issued 02/21/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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