Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Lucien Caron is a financial professional with over two decades of experience in the industry. Caron is currently registered with VP Distributors LLC, a firm with a presence in Connecticut. Caron's previous employers include 1851 Securities, Inc., Phoenix Equity Planning Corporation, and Fidelity Brokerage Services LLC. Caron holds the Series 63, Series 65, Series 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
05/22/2013 - Present
VP Distributors LLC (HARTFORD CT)
CT
09/24/2010 - 06/07/2011
1851 SECURITIES, INC (HARTFORD CT)
CT
02/04/2009 - 09/22/2010
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
CT
12/10/2002 - 02/04/2009
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
RI
06/20/1997 - 11/13/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
IA
Issued 09/18/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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