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Benjamin Lewis Peto

BGC Financial, LP

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About Benjamin Lewis Peto

Benjamin Lewis Peto is a financial professional with over a decade of experience in the industry. Benjamin has held positions at several prominent firms, including Barclays Capital Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and BANC of America Securities LLC. He is currently a registered representative with BGC Financial, LP, and holds a Series 7, Series 24, Series 32, and Series 63 license. Benjamin's commitment to providing comprehensive financial guidance is reflected in his diverse experience and qualifications.

Firm Information

Benjamin Peto is currently registered with BGC Financial, LP. BGC Financial, LP is a Partnership that was formed on April 2, 2008. They are registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have been involved in 36 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

132

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Benjamin Peto’s Registration & Firm History

NY

01/26/2024 - Present

BGC Financial, LP (NEW YORK NY)

NY

07/24/2018 - 01/19/2023

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

11/01/2010 - 07/23/2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

02/03/2010 - 11/01/2010

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

09/17/2008 - 03/03/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/28/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/01/2019

Series 24 - General Securities Principal Examination

BC

Issued 12/05/2023

Series 32 - Limited Futures Exam-Regulation

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/16/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Benjamin Lewis Peto.
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