Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Leong is a financial advisor who is currently registered with Icapital Markets LLC in New York, NY. Benjamin has been in the financial industry since 2006 and has previous experience with ICapital Securities, LLC, CAIS Capital LLC, Morgan Stanley, and Citigroup Global Markets Inc.. Benjamin holds Series 7 and 66 licenses and the SIE exam. Benjamin is currently registered in New York as a broker-dealer.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/30/2023 - Present
Icapital Markets LLC (NEW YORK NY)
NY
01/22/2018 - 11/30/2023
ICAPITAL SECURITIES, LLC (NEW YORK NY)
NY
03/06/2014 - 01/18/2018
CAIS CAPITAL LLC (NEW YORK NY)
NY
06/01/2009 - 12/18/2013
MORGAN STANLEY (PURCHASE NY)
CA
05/24/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (IRVINE CA)
BOTH
Issued 07/24/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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