Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Wada is a financial advisor who has been in the industry since July 9, 2000. Benjamin is currently registered with Wealth Enhancement Advisory Services, LLC. Benjamin is registered with the Securities and Exchange Commission (SEC) and has a Series 7, Series 65, and Series 66 license. Benjamin has worked for several companies in the past, including LPL Financial LLC, Ameriprise Financial Services, Inc., IDS Life Insurance Company, and American Express Financial Advisors Inc. Benjamin's past experience includes roles as an investment advisor, a registered representative, and a financial advisor. Benjamin specializes in providing financial planning and investment advice to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
MN
11/04/2024 - Present
Wealth Enhancement Advisory Services, LLC (PLYMOUTH MN)
CA
08/02/2013 - 04/15/2015
LPL FINANCIAL LLC (LA MIRADA CA)
CA
11/07/2000 - 06/10/2013
AMERIPRISE FINANCIAL SERVICES, INC. (LOS ANGELES CA)
MN
11/07/2000 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MN
01/02/2000 - 07/06/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/02/2000 - 07/06/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 04/21/2009
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 12/21/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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