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Benjamin Lee Demoux

Fidelity Brokerage Services LLC

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About Benjamin Lee Demoux

Benjamin Lee Demoux is a financial advisor with over 10 years of experience in the industry. Benjamin is currently registered with Fidelity Brokerage Services LLC, a firm with a focus on serving a diverse range of clients and providing comprehensive financial solutions. Benjamin has a broad range of experience in the financial services industry, having held various roles throughout their career. This diverse background, coupled with a commitment to ongoing education and professional development, enables Benjamin to provide insightful guidance and support to clients.

Firm Information

Benjamin Demoux is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Benjamin Demoux’s Registration & Firm History

UT

05/23/2011 - Present

Fidelity Brokerage Services LLC (SALT LAKE CITY UT)

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Licenses & Designations

BC

Issued 05/27/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/27/2013

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 09/13/2013

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/20/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There is public disclosure for Benjamin Lee Demoux. Review regulatory record here.
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