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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin L. Cavazos is a financial advisor with over 20 years of experience in the industry. Benjamin is currently registered with Raymond James & Associates, Inc. in Memphis, TN. Prior to joining Raymond James, Benjamin worked at Morgan Keegan & Company, Inc. and Edward Jones. Benjamin has a broad range of experience and holds the Series 7, 24, 55, 57TO and SIE licenses, along with the Series 63 license. Benjamin has specialized in a variety of financial products and services including: stocks, bonds, mutual funds, exchange-traded funds (ETFs), variable annuities, and retirement planning. Benjamin's primary focus is to work with individuals, families, and businesses to develop customized financial plans that meet their specific needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
02/13/2013 - Present
Raymond James & Associates, Inc. (MEMPHIS TN)
TN
06/19/2001 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
MO
02/08/2001 - 07/02/2001
EDWARD JONES (ST. LOUIS MO)
BC
Issued 12/29/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/07/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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