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Benjamin L Berardino

Scotia Capital (usa) Inc.

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About Benjamin L Berardino

Benjamin Berardino is a registered representative with Scotia Capital (usa) Inc. Benjamin has been in the industry since 2009. Benjamin holds Series 7, Series 63, SIE, and Series 99TO licenses. Scotia Capital (usa) Inc. is a registered broker-dealer. Benjamin is registered in 52 states and the District of Columbia. Benjamin was previously registered with RBC Capital Markets, LLC, Hudson Securities, Inc., Lighthouse Financial Group, LLC, and Hill Thompson Magid & Co., Inc.

Firm Information

Benjamin Berardino is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Benjamin Berardino’s Registration & Firm History

NY

01/11/2013 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

NY

10/06/2010 - 12/31/2012

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NJ

08/24/2010 - 10/08/2010

HUDSON SECURITIES,INC. (JERSEY CITY NJ)

NY

09/14/2009 - 08/20/2010

LIGHTHOUSE FINANCIAL GROUP, LLC (NEW YORK NY)

NJ

11/21/2008 - 07/31/2009

HILL THOMPSON MAGID & CO., INC. (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 01/06/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/20/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Benjamin L Berardino.
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