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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Kyu won Lee is a financial advisor who has been in the industry since 2005. Benjamin is currently registered with Wells Fargo Clearing Services, LLC. Benjamin has experience in working with a wide range of clients, including high-net-worth individuals, corporations, and pension and profit-sharing plans. Previous roles include working with Wells Fargo Investments, LLC, Countrywide Investment Services, Inc., BANC OF AMERICA INVESTMENT SERVICES, INC., MORGAN STANLEY DW INC., and Oppenheimer & Co. Inc. Benjamin has a strong background in providing investment advice, financial planning, and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/03/2011 - Present
Wells Fargo Clearing Services, LLC (BEVERLY HILLS CA)
CA
09/16/2008 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (LOS ANGELES CA)
CA
03/21/2007 - 09/04/2008
COUNTRYWIDE INVESTMENT SERVICES, INC. (FOUNTAIN VALLEY CA)
CA
06/12/2006 - 08/07/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (TORRANCE CA)
NY
03/11/2005 - 06/05/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
05/17/2004 - 01/19/2005
OPPENHEIMER & CO. INC. (NEW YORK NY)
BOTH
Issued 04/01/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/18/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 05/15/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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