Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Kroon is a financial advisor with Wells Fargo Securities, LLC. Benjamin has over 10 years of experience in the financial industry. Benjamin has passed the Series 7, Series 10, Series 9, Series 24, Series 66, and SIE exams. Benjamin has been registered with FINRA since 2009 and has a current registration with Wells Fargo Securities, LLC. Benjamin is licensed to provide financial advice in various states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
06/21/2024 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
MN
01/03/2011 - 05/20/2020
WELLS FARGO CLEARING SERVICES, LLC (MINNEAPOLIS MN)
MN
11/16/2009 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (MINNEAPOLIS MN)
BOTH
Issued 05/22/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/28/2024
Series 24 - General Securities Principal Examination
BC
Issued 03/28/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/28/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/28/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2009
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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