Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Graves is a financial advisor in Charlotte, NC. Benjamin is an active advisor, licensed in Broker-Dealer, and Investment Advisor capacities, registered in 36 states and holds a Series 7, Series 24, Series 63 and SIE licenses. Benjamin has been in the financial industry since 1984 and is currently affiliated with Wealth Enhancement Advisory Services, LLC. Previously, Benjamin was affiliated with Cetera Advisor Networks LLC, Keogler, Morgan & Company, Inc., and FSC Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
NC
12/01/2021 - Present
Wealth Enhancement Advisory Services, LLC (Charlotte NC)
NC
07/18/1994 - 12/07/2021
CETERA ADVISOR NETWORKS LLC (CHARLOTTE NC)
GA
08/22/1985 - 07/18/1994
KEOGLER, MORGAN & COMPANY, INC. (ATLANTA GA)
NA
03/22/1984 - 08/29/1985
FSC SECURITIES CORPORATION
BC
Issued 03/29/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/31/1986
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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